Matt Swendiman



Matt serves as Alpha Principle’s General Counsel. He also serves as CEO of Key Bridge Compliance, LLC.  Matt began his investment management career in 1996 with a predecessor of Citi Fund Services, where he worked in the legal and compliance department for a large third-party mutual fund administrator.  Thereafter, he served as counsel at Conseco Capital Management, a multi-billion-dollar institutional investment management firm.  In 2002, Matt joined the Phoenix Companies, where he ultimately served as Chief Legal Officer and Secretary for the Phoenix mutual fund complex.  In 2006, he joined Fifth Third Bank, where he served as the Chief Administrative Officer for their institutional investment management business.  He also served as Secretary and Chief Legal Officer to the Fifth Third mutual funds.  Following a stint as COO to a $500 million Cincinnati based investment advisor, Matt founded Graydon Compliance Solutions, LLC, an outsourced compliance consultancy offering services to RIAs across the United States.  Matt is the Chief Executive Officer of Key Bridge Compliance, LLC.  Matt earned his BA in Political Science, as well as his JD, from The Ohio State University.